Broker Dealer Operations Associate - Americas Job at AllianceBernstein LP, Nashville, TN

NWYycWlwUFRuZ1l4VXNST3VzUGpDQXpZSEE9PQ==
  • AllianceBernstein LP
  • Nashville, TN

Job Description

Private Client Margin Group Associate

We are seeking a Nashville TN based associate to join our Private Client Margin group in Broker / Dealer Operations, with a concentration of responsibilities in Cash Management, Treasury Management, Margin, ACATS, AML, PwC, SOX and FINRA audits.

The key job responsibilities include, but not limited to:

  • Margin regulatory reporting, Reg-T, margin calculations, Private Client cash flow requests/inquires (Incoming/Outgoing), DTC gifting requests
  • Cash/Treasury Management daily financing requirements, loan borrowing and pay down analysis, coordination with internal and external lending facilities, management of day-to-day banking inquiries, and reconciliation of daily bank out of balances. FX Wire Processing (Inbound and Outbound) processing of FX trades and coordination of FX inquiries with internal and external clients/vendors
  • Anti-Money Laundering reviews daily review of OFAC money movement within our money management application. Follow up with Legal and Compliance where necessary for further analysis and investigation.
  • Broadridge BPO daily oversight and relationship management supervision and oversight of daily processing and inquiries performed by the Broadridge BPO team.
  • ACATS respond to inquiries from external brokers, sales, and operations regarding outgoing and incoming Full and Partial ACAT requests.
  • Audits act as liaison with SOX, Internal, and External auditors on an annual basis

The ideal candidate will possess a bachelor's degree series 99 or series 7 (not required for hire but will be required to obtain). Ideally the candidate has 2-3 years' experience in the financial industry but not required. On the job training will be provided. Strong Communication (written and oral), analytical skills, service oriented and multi-tasking.

About AB

We are a leading global investment management firm offering high-quality research and diversified investment services to institutional clients, retail investors, and private-wealth clients in major markets around the globe. With over 4,000 employees across 57 locations operating in 26 countries and jurisdictions, our ambition is simple: to be the most trusted investment firm in the world. We realize that it's our people who give us a competitive advantage and drive success in the market, and our goal is to create an inclusive culture that rewards hard work.

Our culture of intellectual curiosity and collaboration creates an environment where you can thrive and do your best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business or providing thoughtful advice to our clients, we are fully invested in you. If you're ready to challenge your limits and empower your career, join us!

Nashville, Tennessee

AllianceBernstein LP

Job Tags

Similar Jobs

Infucare Rx Inc on behalf of itself and its subsidiaries

Delivery Driver/Courier Job at Infucare Rx Inc on behalf of itself and its subsidiaries

 ...contributor for all phases of the Specialty Infusion Pharmacy's operation and should be an experienced professional in this segment of care delivery. The successful candidate will perform all duties in accordance with company policy/procedure, state professional standards, and... 

RecXchange

Global Remote Recruiter High-Earning Placements Job at RecXchange

 ...A global recruiter collaboration platform is seeking independent recruiters to work remotely. This role allows you to access live global vacancies and earn between $3,000 and $11,000 per successful placement. Ideal for agency recruiters, freelancers, or those between roles... 

Acosta

Hybrid Space Planning Specialist: Planograms & Insights Job at Acosta

 ...A leading space planning firm is seeking a Space Planning Associate in Eden Prairie, Minnesota. This hybrid role involves managing and merchandising space for clients, developing planograms, and analyzing performance data. Candidates should have proficiency in space management... 

Toyota of Greensboro

Technician Apprenticeship Career Training Job at Toyota of Greensboro

 ...Toyota of Greensboro?~ Closed Sundays ~4 day work week ~5 day work week during training ~ Entry Level tools provided ~ No experience necessary, all Toyota training will be done in house. This person will be responsible for inspecting, diagnosing and... 

Bosch Group

Income Tax Accountant Job at Bosch Group

 ...Income Tax Accountant Join as professional starting date according to arrangement working time full-time division C. Your tasks...  ...environment. Key responsibilities: Responsible for the preparation of federal/state consolidated and separate tax returns. Responsible...