We are seeking a Nashville TN based associate to join our Private Client Margin group in Broker / Dealer Operations, with a concentration of responsibilities in Cash Management, Treasury Management, Margin, ACATS, AML, PwC, SOX and FINRA audits.
The key job responsibilities include, but not limited to:
The ideal candidate will possess a bachelor's degree series 99 or series 7 (not required for hire but will be required to obtain). Ideally the candidate has 2-3 years' experience in the financial industry but not required. On the job training will be provided. Strong Communication (written and oral), analytical skills, service oriented and multi-tasking.
About AB
We are a leading global investment management firm offering high-quality research and diversified investment services to institutional clients, retail investors, and private-wealth clients in major markets around the globe. With over 4,000 employees across 57 locations operating in 26 countries and jurisdictions, our ambition is simple: to be the most trusted investment firm in the world. We realize that it's our people who give us a competitive advantage and drive success in the market, and our goal is to create an inclusive culture that rewards hard work.
Our culture of intellectual curiosity and collaboration creates an environment where you can thrive and do your best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business or providing thoughtful advice to our clients, we are fully invested in you. If you're ready to challenge your limits and empower your career, join us!
Nashville, Tennessee
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